Plain words, no forecasts
How to read it
Every entry is one SEC filing about a company that has a stock token on Robinhood Chain. DOCKET reads the filing, says what it is in one line and gives it a level.
Five kinds of entry
KindSEC formWhat it tells you
Insider tradeForm 4An executive, director or 10% owner bought or sold shares on the open market. Grants, option exercises, tax withholding and gifts are left out, and so are trades under $10K.
Notice to sellForm 144An insider tells the SEC they intend to sell. It comes before the sale itself, so it is the earliest sign.
Large holderSchedule 13D, 13GSomeone holds more than 5% of the company, or changed such a stake. 13D holders may push for changes, 13G holders are passive.
Company eventForm 8-KThe company reports something that happened: earnings, a deal, a departure, new debt, layoffs, an auditor change.
Report10-Q, 10-K, 6-K, 20-FA scheduled quarterly or annual report, or a foreign issuer's report.
Three levels
MajorAn insider buy of $1M or more, or a buy of $100K or more by the CEO, CFO, president or chair. An unplanned sale of $5M or more. A new 13D holder. Events such as bankruptcy, a completed acquisition, layoffs, a write-down, an auditor change, a delisting notice, a cybersecurity incident.
NotableOther insider buys. Sales of $500K or more. A notice to sell $5M or more outside a trading plan. A new 13G holder. Earnings, a major agreement, an executive or director change, new debt.
RoutineSmall sales, planned sales, updates of passive stakes, scheduled reports, investor presentations, vote results.
A sale under a 10b5-1 trading plan was scheduled months earlier, so it is moved one level down. The level is a sorting rule written in code, the same for every company. It is not a forecast.
Where the data comes from
FilingsSEC EDGARThe public "latest filings" feed, read every five minutes, plus each company's own filing list as a second pass.
TokensRobinhoodThe stock token registry on Robinhood Chain (chain 4663). A company without a token is not read.
WalletsRobinhood ChainBalances are read live when you ask for a brief. Prices come from on-chain Chainlink feeds.
DOCKET keeps 45 days of entries. A filing usually shows up within five to ten minutes of the SEC accepting it.